Rose Bae

Rose is a Manager within the Compliance Department and is responsible for leading content governance and regulatory review across firmwide materials. This role serves as a compliance resource for marketing and communications, advising on requirements under the SEC Marketing Rule and the Investment Advisers Act of 1940. Prior to joining Beacon Pointe Advisors, Rose worked as an Anti-Money Laundering analyst at AML RightSource, where she focused on minimizing risk for client partners.  She also has experience as a compliance consultant in the banking sector, supporting adherence to federal consumer protection laws. Rose graduated from New York University with a Master of Arts degree in Music and Performing Arts Professions. She also earned her Bachelor’s degree in English from California State University, Long Beach. Rose enjoys traveling, nature walks, reading, and spending time with friends and family.