Disclosures
Important marketing, compliance and legal disclosures. 
Important Disclosures

The Beacon Pointe Family of Companies (“Beacon Pointe”) includes Beacon Pointe Advisors, LLC (“BPA”) and Beacon Pointe Wealth Advisors, LLC (“BPWA”). BPA and BPWA are investment advisers registered with the United States Securities and Exchange Commissions (“SEC”). BPA and BPWA are separate entities but affiliated companies.

Information on this site is provided for educational or informational purposes only. Beacon Pointe does not transact business on this site. Nothing herein should be construed as financial advice. Financial advice is available solely to clients of Beacon Pointe under written agreement. Beacon Pointe is not responsible for the accuracy of any third-party information on this site, nor any sites that are referenced via trackbacks or html links.

Each client and prospective client agrees, as a condition precedent to his/her/its access to Beacon Pointe’s web site, to release and hold harmless Beacon Pointe, its officers, directors, owners, employees and agents from any and all adverse consequences resulting from any of his/her/its actions and/or omissions which are independent of his/her/its receipt of personalized individual advice from Beacon Pointe.

The information set forth herein is for the sole use of our clients, prospective clients, and business partners, and only in connection with the purposes for which it is presented. By accepting delivery of the information, the intended recipient agrees that: a) the information set forth and the methodologies utilized herein are proprietary to the Beacon Pointe Family of Companies, and b) no part hereof will be reproduced, reprinted, disseminated, displayed, or utilized for any reason other than the purposes expressed by the client and BPA or BPWA without the prior written consent of BPA or BPWA.

Opinions expressed herein are subject to change without notice. BPA & BPWA have exercised all reasonable professional care in preparing this information. The information has been obtained from sources we believe to be reliable; however, BPA & BPWA have not independently verified, or attested to, the accuracy or authenticity of the information. Beacon Pointe is not responsible for the accuracy of any third-party information on this site, nor any sites that are referenced via trackbacks or html links.  BPA & BPWA shall not be liable to customers or anyone else for the inaccuracy or non-authenticity of the information or for any errors of omission in content regardless of the cause of such inaccuracy, non-authenticity, error, or omission, except to the extent arising from the sole gross negligence of BPA or BPWA. In no event shall BPA or BPWA be liable for consequential damages.

Information on this site is provided for educational or informational purposes only.  Nothing herein should be construed as financial advice. Financial advice is available solely to clients of Beacon Pointe under written agreement.

Each client and prospective client agrees, as a condition precedent to his/her/its access to Beacon Pointe’s web site, to release and hold harmless Beacon Pointe, its officers, directors, owners, employees and agents from any and all adverse consequences resulting from any of his/her/its actions and/or omissions which are independent of his/her/its receipt of personalized individual advice from Beacon Pointe.

Thank you for your continued confidence in Beacon Pointe. We appreciate your business.

 

Privacy Notice

(as required by SEC Regulation S-P)

At Beacon Pointe Advisors, LLC we understand that privacy is an important concern of our customers. The nature of our business requires that we collect nonpublic personal information about you. Nonpublic personal information is personally identifiable financial information including, for example, your social security number, date of birth, income, account number and balance, account transaction history, and other financial information. We collect nonpublic personal information from the following sources:

  • Information we receive about you in various agreements, applications, account opening documentation, and other forms and paperwork that pertains to your relationship with us;
  • Information about your transactions with us and our service providers, or others;
  • Information that you give us orally.

All financial companies need to share customers’ personal information to run their everyday business. We disclose nonpublic personal information to our affiliated firms and nonaffiliated third parties (including, but not limited to, our consultants, custodians, money managers, brokers, customer relationship management and financial planning software providers) as required or permitted by law and as needed to fulfill our compliance obligations and/or for us to best provide those products and services that we have agreed to provide to you.

We restrict access to your personal and account information to those employees who need to know that information to provide products and services to you. We maintain physical, electronic, and procedural safeguards to protect your nonpublic information.

The privacy policies and practices described in this notice will be maintained in the event you become an inactive customer or decide to close your account.

If at any time in the future, it is necessary to disclose any of your personal information in a way that differs from this policy, we will give you advance notice of the proposed change and an opportunity to decline such disclosure.

Beacon Pointe Advisors is committed to protecting the confidentiality of your personal information. Let us know if you have any questions by contacting us at (949) 718-1600.

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