Catherine Prentice, IACCP®
Director of Compliance
Catherine (Cathi) oversees Beacon Pointe Advisors compliance operations, processes and protocols. Prior to joining Beacon Pointe, Cathi served as a Client Services Manager for Syndicated Capital, a brokerage startup based in Irvine, California and as a Client Services Manager for Brookstreet Securities. Cathi holds the Investment Advisor Certified Compliance Professional® (IACCP®) designation and received her B.A. in Liberal Studies from Arizona State University.